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10.05 - Municipal Advisor Services Agreement
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10.05 - Municipal Advisor Services Agreement
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Municipal Advisor Contract <br /> Page 2 <br /> 7) Conflicts of Interest—This section refers to Appendix C which provides a full disclosure of actual or potential <br /> conflicts of interest. <br /> 8) Dispute Resolution—The parties agree to mediation of disputes,and if unsuccessful,each may pursue all <br /> available other legal remedies. <br /> 9) Miscellaneous-Covering other contractual issues not presented in previous sections of the contract. <br /> Appendix A—Provides a specific scope of services that we may provide in the 4 primary areas: <br /> • General Municipal Advisory Services <br /> • Securities Issuance <br /> • Arbitrage Monitoring Services <br /> • Continuing Disclosure Services <br /> Appendix B—Provides a description of our current compensation scale for multiple different types of bond financings. <br /> This Appendix also provides our hourly rates and fees and fees specific to Arbitrage and Rebate Monitoring Services <br /> and Continuing Disclosure Services. <br /> Appendix C-Describes all of the actual and potential conflicts of interest presented by various forms of <br /> compensation that may occur with the scope of the services provided,and any other material conflicts of interest <br /> specific to our work with the Client. <br /> Arbitrage Monitoring Services Authorization to Engage Services—Provides the title of each specific bond on which <br /> Client is hiring Springsted to provide Arbitrage Monitoring Services. This authorization will be updated each time new <br /> bonds are sold,so as to incorporate such new bonds into the contract for Arbitrage Monitoring Services. <br /> Continuing Disclosure Services Authorization to Engage Services—Provides the title of each specific bond on which <br /> Client is hiring Springsted to provide Continuing Disclosure Services. The authorization will also be updated each <br /> time new bonds are sold. <br />
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